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ZOROASTRIANISM
i. HISTORICAL REVIEW
This article presents an overview of the history of
Zoroastrianism from its beginnings through the 9th and 10th centuries
CE. Details of different periods and specific issues relating to
Zoroastrianism are discussed in relevant entries.
Owing to both the nature and availability of sources, it
is difficult to write a comprehensive history of Zoroastrianism, as
there are periods about which we know very little, others for which
information is well restricted to circumscribed subjects or genres, and
still others that must be reconstructed by reading back in time from
the contents of later writings or by reading forward from the sources
of cognate cultures. A survey of the important scholarly literature on
the subject will reveal both areas of consensus and those of widely
divergent opinion. While it is often possible to distinguish clearly
fact from theory, one finds all too frequently that fact and theory are
hard to disentangle one from the other.
Sources. The most important source for our
knowledge of the ancient period of Zoroastrian history is the
collection of scriptures known by its Middle Persian (Pahlavi) name
Abestāg (Avesta, q.v.). Written in an ancient Eastern Iranian language,
Avestan (q.v.), the Avesta is the great achievement of learned
Zoroastrian priests who collected, edited, and codified a variety of
written and oral traditions during the Sasanian period, that is, during
an era far removed from the times when the constituent pieces of the
tradition were composed. Those constituent pieces that have survived to
today, however, represent only a fraction of what the Sasanian priests
produced. During the reign of Ḵosrow I Anōširavān (531-79 CE), if not
earlier, there existed a vast collection of texts consisting of
twenty-one Nasks (parts). These Nasks had been composed partially in
Avestan and partially in Pahlavi. In addition to much of the extant
corpus of the Avesta, there were other Avestan texts that have since
been lost, as well as a vast amount of texts written in Pahlavi, called
zand “commentary,” which were either glosses of Avestan
originals or compositions for which no Avestan ancestor had existed.
Priest-scholars in the 9th and 10th centuries compiled extensive
digests of these materials, such as the Dēnkard and the Bundahišn
(qq.v.). In sorting through these digests, one must attempt to
distinguish what may have had an ancient Avestan origin and what
derives from Sasanian or even Arsacid sources. What this means to the
historian is that the disposition of the scriptural sources is almost
entirely non-contemporaneous with times and eras that one wants to
understand through them. Furthermore, it is almost impossible to figure
out the date with any degree of accuracy, since the constituent pieces
of the Avesta deal to a great extent with matters of ritual, myth, and
worship without any reliable ties to dateable events.
To gain a perspective on ancient western Iranian religious
history one has the relatively small corpus of Achaemenid inscriptions
contemporaneous with the events they report and, in addition, documents
from the ancient Near East and the writings of Classical authors, of
whom the most significant is Herodotus. Although Greek and Latin
authors are important, sometimes sole sources for the span of time
stretching from the Achaemenids through the Sasanians, they must always
be approached with critical caution.
There is very little source material, indigenous or
foreign, for the Seleucid and Arsacid periods. For the Sasanians there
are the literary sources already discussed, inscriptions, especially
important among them being that of the high priest Kirdēr, and a
variety of writings on coins, silverware, etc.; in addition, we have
Byzantine sources and historians of the Islamic period (e.g., Ṭabari,
Ṱaʿālebi, Meskawayh) preserve much valuable information. For all
periods, save the most ancient, art, architecture, and the material
culture revealed by archeology provide information usually not present
in the written record.
Ancient Iranian religion. Just as in the
case of other religions that can be identified with a founder, whether
Jesus, Māni, or Moḥammad, so too with Zoroastrianism, we find that the
new religious movement was inspired and informed against an
historical-cultural background peculiar to the founder. Thus, the
history of Zoroastrianism cannot begin with Zarathustra, but rather
with the reconstruction that we achieve of ancient Iranian religion.
Matters are complicated by the fact that Zarathustra’s religious vision
(daēnā, see DĒN) seems to have been slow in its spread among the
Iranian peoples. Ancient forms of religion coexisted and intermingled
with the new. An eventual synthesis occurred, quite different from the
ruptures with the past that one finds in Christianity and Islam.
During the 3rd millennium, a large group of loosely
associated tribes calling themselves Arya (q.v.), living somewhere in
central Asia and speaking related dialects of what is now known as the
Indo-Iranian group of Indo-European languages, differentiated itself
into two major linguistic and cultural groups. By the middle of the 2nd
millennium one group was migrating into the Punjab region of the Indian
subcontinent and into Anatolia, while the other group was migrating
over the Iranian plateau. The Indo-Aryans who found themselves in the
ancient Near East played a brief role in political and military
affairs, but were soon absorbed by the dominant cultures. The
Indo-Aryans who settled the Punjab and the Iranians (Mid. Pers. ērān, an old genitive plural *aryānām, Av. airyānąm
“land of the Aryas”) soon overwhelmed the respective indigenous
populations politically, linguistically, and culturally. Once sharing
common religious ideologies and cultic practices, as they settled down,
the two groups began to develop their religious lives along separate
lines. Nevertheless, when the religious texts of both are studied
together they provide a basis for reconstructing common features and
for identifying innovations.
Central to both Iranians and Indo-Aryans was the sacrificial worship (Av. yasna-, OInd. yajñá-) of the gods (Av. daēva-, OPers. daiva, OInd. devá; see DAIVA, DĒV), in which an essential element was the preparation of the sacred drink (Av. haoma-, OPers. hauma-, OInd. sóma-;
see HAOMA). They worshiped deities, some of whom bore the same or
nearly identical names, for example, Miθra/Mitra, Vayu/Vāyu,
Θwōrəštar/Tvaṣṭar, and some represented common concepts of divine
functions, for example, Vərəθraγna/Indra (warrior), Spəntā
Ārmaiti/Pṛthivī (Earth), Ātar/Agni (Fire). At the head of the Iranian
pantheon stood Ahura Mazdā (q.v.). He was a creator (dātar) in the sense that he exercised dominion over creation in establishing order and putting (vb. dā-) everything in its proper place. The actual crafting of the creation was the work of the demiurge, θwōrəštar-
“craftsman.” Ahura Mazdā’s consort was the Earth, known by the name
Spəntā Ārmaiti (q.v.), though he seems to have had other wives, the
Ahurānīs (q.v.) “wives of Ahura.” Ahura Mazdā had a particular
connection to the cosmic principle of order and truth called aṧa- (q.v.) in Avestan (OInd. ṛtá-, OPers arta-),
and like the supreme Vedic god Varuṇa, was a source of insight into
Truth for poets, the divinely inspired creators of sacred hymns. Two
male deities were closely associated with Ahura Mazdā. One was Rašnu
“Judge,” who had a limited judicial function, analogous to that
exercised by Varuṇa, in serving as the divine judge presiding over the
oaths sworn by men. The other was Miθra. While Miθra was a complex
deity, the essence of his being was that he was foremost the god
“Covenant.” That is, he presided over all treaties between nations and
covenants between people. The image of him as a mighty warrior riding
in his chariot full of weapons reflects his ability to enforce the
sanctity of covenants. As a warrior he shares much in common with
another powerful deity Vərəθraγna (Mid. Pers. Wahrām, NPers. Bahrām)
“Victory,” whose name etymologically means “the smashing of resistance”
(AirWb., col. 1412; see BAHRĀM). As such he embodied the ideal
of the Iranian warrior who was capable of smashing the defenses of all
enemies (Boyce, 1975-82, I, pp. 62-65; Schwartz, pp. 671-73). Warriors
invoked both Miθra and Vərəθraγna as they went into battle, yet, when
it came to the exercise of legitimate temporal power and the success of
the ruler in wielding that power, two other forces came into play. The
Iranians developed a unique concept of an impersonal force called xᵛarənah-
“glory,” conceived as a fiery presence that attached itself to
legitimate rulers but remained unobtainable by illegitimate usurpers
(see FARR[AH]; Bailey, pp. 1-51). Without this royal glory one could
not hope to hold power. Whereas xᵛarənah- was an impersonal
power, victory to the legitimate ruler and righteous warrior was
granted by the goddess Anāhiti/Anāhitā (see ANĀHĪD), who maintained
this role even into Islamic times, disguised as Šahrbānu. Like Athena
and Ištar, she dispensed success in arms. (Schwarz, pp. 667-84).
The cosmos was basically three-tiered, consisting of
earth, atmosphere, and heaven. The earth was divided into six
concentric continents (karšvar) surrounding the central continent, Xᵛainiraθa (Mid. Pers. Xwanirah), where aryana vaējah
(Mid. Pers. Ērān-Wēz, q.v.) “the Iranian expanse” was located (Gnoli,
1980, pp. 88-90; idem, 1989, pp. 38-47; Benveniste, 1933-35; for
various suggestions concerning its location, see Dandamaev, pp. 36-37).
At the center of the earth was the cosmic mountain, Harā Bərəzaitī, the
Alborz (q.v.), which acted as the axis mundi. At its southern flank was
the sacred Vouru-kaša sea (see FRĀXKARD), in the middle of which grew
the Tree of Life (Av. Gaokərəna, Mid. Pers. Gōgirn). Over the earth and
expanse of sky arched the stone vault of heaven (asman-) beyond which was the realm of the Infinite Lights (anaγra raočå), and the heavenly abode called the Best Existence (vahišta- ahu-), and the House of Song (garō.nmāna-, Mid. Pers. garōdmān, q.v.). Below the earth was the realm of Infinite Darkness, (anaγra təmå).
The entire earth rested upon and was surrounded by the waters of chaos.
Fresh water flowed down Harā in the river goddess Arədvī Sūrā, the
Strong Moist, into the Vouru-kaša, and from it the various rivers of
the world flowed, accumulating pollutants in their courses, to the salt
sea called Pūitika, the Filterer, from which the hydrological cycle
repeated itself (Boyce, 1975-82, I, pp. 135-36).
As far as one can reconstruct on the basis of Pahlavi
sources, thought concerning the temporal dimension of the cosmos was in
terms of a system of three or four world ages, analogous to the yuga
system of ancient India and the four metallic ages of Greece, with each
lasting three-thousand years. One can guess that there was an idea of
the degradation of the cosmos over the course of the ages and that a
complete cycle would have ended with a cataclysm and subsequent
creation that renewed the cycle, though in its present form the cycle
has been thoroughly transformed into a myth of creation, battle of good
and evil, final triumph of the good and establishment of the eternal
kingdom of God, Ohrmazd (see COSMOGONY AND COSMOLOGY i.). The yearly
cycle was punctuated by various sacred festivals, which probably varied
from region to region. The most important was the spring festival
celebrating the new year (Phl. nōg rōz, New Pers. nowruz), preceded by a liminal time marking the return of the spirits of the dead, the frawašis (see FRAVAŠI; Gignoux, 2001, pp. 16-20).
The ancient Iranian cultic practices seem to have been
very similar to those referred to in the Vedic literature. Men with
special training were required and, as at later periods, the priestly
functions may have been hereditary. The presiding priest was the zaotar- (OInd hótar-) ‘the one who offers libations,” who was attended by various functionaries. Another functional title, aθaurvan- (cf. OInd. átharvan-)
became the name for the sacerdotal caste, though originally it may have
designated those priests charged with the care of the sacred fire, ātar- (see ĀTAŠ), both the element and a deity. Worship of the deities was ritually performed through the yasna. Originally this was a complex ritual that involved the offering of a sacrifice (food) and the sacred haoma (drink). Modeled on rites of hospitality, the yasna
was an elaborate festive meal to which a deity or deities were invited
as honored guests. The deity was offered food and drink, and was
entertained through the recitation of poetry created for the occasion
to magnify the divine guest. The poet was called a mąθrān (cf. OInd. mantrín-), that is, one who creates sacred poetry (mąθra-). The yašts of the Avesta are collections of such poetry (see Thieme, 1957).
Beliefs about the soul, death, and an afterlife were
complex. A person possessed a number of what one might loosely call
souls. In addition to animating forces, the urvan (Pahl. ruwān) was the individual’s soul, which survived death and went to the other world; the frawaši was a guardian spirit; the daēnā was a sort of spiritual double (Gignoux, 2001, pp. 12-16, 20-30; Widengren, 1983). At death, when the breath of life (vyānā-; Mid. Pers. gyān, NPers. jān)
departed, the soul hovered near the corpse (immediately possessed by
Nasu, the demon of putrefaction) for three days before journeying to a
bridge crossing to the other world. This is the Činwad bridge (see
ČINWAD PUHL) mentioned already by Zarathustra. It is not known what
ethical concepts were originally applied to this perilous crossing, but
with Zarathustra and the rest of the Zoroastrian tradition the crossing
meant the time of reckoning for one’s good and evil deeds, with the
righteous proceeding to heaven, the wicked to the abyss.
Zarathustra. One of the most vexing problems
for a history of Zoroastrianism is the location of Zarathustra in time
and place. While there is general agreement that he did not live in
western Iran, attempts to locate him in specific regions of eastern
Iran, including Central Asia, remain tentative. Also uncertain are his
dates. Plausible arguments place him anywhere from the 13th century BCE
to just before the rise of the Achaemenid empire under Cyrus II the
Great (q.v.) in the mid-6th century BCE, with the majority of scholars
seeming to favor dates around 1000 BCE, which would place him as a
contemporary, at least, of the later Vedic poets (see, e.g., Boyce,
1975-82, I, pp. 190-91; Duchesne-Guillemin, pp. 135-38; Gnoli, 1980,
pp. 159-79; Henning; Hertel; Herzfeld; Jackson, 1896; Klima, 1959;
Shahbazi, 1977 and 2002).
The milieu in which Zarathustra began his mission was sketched above. He was both a zaotar and a mąθrān.
The only reliable biographical information about him is contained in
his Gathas (q.v.), preserved by oral tradition for centuries and then
continued to the present in oral and written priestly transmission.
Zarathustra had a particularly close relationship with Ahura Mazdā,
from whom he received revelatory visions (daēnā-). His vision,
expressed in the Gathas, included a radical transformation of
traditional beliefs. In place of the pantheon he elevated Ahura Mazdā
to a position of supremacy that approaches monotheism and surrounded
him with a group of abstract entities, the Aməša Spəntas (q.v.), all of
whom perpetuate key concepts of Iranian religion as hypostases of Ahura
Mazdā. At the heart of the vision, though, was an ethical dualism that
saw the principles of Truth (aṧa-) and Falsehood (druj-, q.v., OPers drauga-, OInd. dróha-)
in fundamental opposition. In Zarathustra’s thought dualism is not
primordial, as it appears in later Sasanian theology, but arose out of
the right and wrong choices made by twin Spirits, who stand in
paradigmatic relationship to human beings in the exercise of free will.
As a result, the world could be divided between the followers of Truth (aṧavan-, q.v.; cf. OPers. artāvan-, OInd. ṛtāˊvan-) and the followers of the Lie (drugvant-; see DRUJ). His dualistic theology also included the polarization of the traditional classes of deities, the ahuras and the daēvas. As a zaotar,
Zarathustra was concerned with proper cultic practice, especially the
proscription of violence upon the sacrificial victim as carried out by
the daēvic priests. He may have modified the haoma cult, but
certainly did not ban it. Finally, Zarathustra articulated the kernel
of the idea of a Savior figure, the Saošyant (Mid. Pers. Sōšyans), who
would arrive in the future to redeem the world.
The history of Iranian religion after Zarathustra is very
difficult to reconstruct. In the course of his ministry in eastern
Iran, he converted a local ruler (kavi-) named Vištāspa, who
became his patron and protector (Jackson, pp. 59 ff; Boyce, 1975-82, I,
pp. 11, 279-81). For convenience, following Ilya Gershevitch (pp. 8-9),
we may call the religion of the prophet “Zarathuštrianism.” We can only
assume that the religious community that Zarathustra founded continued
and thrived after his death. The Yasna Haptaŋhaitī is the
production of this community. With the consolidation of greater Iran
under the Achaemenids, his religion, into whatever form it had evolved,
made its way to western Iran, where it encountered forms of Iranian
religion different not only from itself, but also from
non-Zarathuštrian religions of the East.
The Achaemenid period. The question of
Zoroastrianism among the Medes is moot, as we possess too little
information about this period to form any clear idea what their
religious practices and beliefs were. The one piece of information that
stands out is the inclusion of the Magi by Herodotus in a listing of
the Median tribes (Herodotus, 1.101). The power that the Magi enjoyed
in western Iran during the Median rule is indicated by further
statements of Herodotus concerning the pervasive presence of this
priesthood in religious matters. From Herodotus’s account we learn that
the Magi were necessary for the performance of sacrifices at which they
recited “theogonies,” that is, presumably hymns in praise of the gods
being worshiped. They also were involved in the disposal of the dead
through exposure to birds and dogs; and they exhibited a passion for
killing noxious creatures (Herodotus, 1.132). Further the political
intrigues of the Magi, especially that of the false Smerdis/Bardiya
(q.v.), attested both in Herodotus and Darius’s inscription at Bisotun
(DB 1.30-33; Herodotus, 3.30, 61, 65 ff.), and the subsequent magophonia
festival, bear witness to the continued importance of this caste in
Pārsa and the Achaemenid empire (Herodotus, 3.78-79). As Zoroastrianism
became the dominant religion of the empire, the Magi assumed its
priestly functions, giving their name to the priestly nomenclature of
post-Achaemenid Zoroastrianism.
There is no consensus among scholars over the question
whether the early great kings (Cyrus II The Great, Darius I The Great,
Xerxes) were influenced by some form of Zarathuštrianism. They
certainly believed in the absolute supremacy of Ahura Mazdā (OPers.
Auramazdāh-) and in the dichotomy of ahura- and daiva-.
Beyond that, however, all is speculation. Neither the Achaemenids
themselves nor Herodotus mention Zarathustra, and Gathic quotations,
which some see in the inscriptions (Skjærvø, 1999) may merely reflect
phrases common to the shared (Indo-)Iranian poetic diction. Although
Cyrus’s famous cylinder (q.v.) inscription proclaiming himself as the
appointee of the Babylonian deities may be dismissed as pure
propaganda, it does stand in sharp contrast to the fervent devotion to
Ahura Mazdā of Darius and Xerxes. The latter’s destruction of the daivadāna- (daiva-sanctuary;
XPh 35-41) may show Zoroastrian zeal, or it may bear witness to an old
Iranian dichotomy independent of the Prophet’s teachings. Centuries
later, the Sasanians, who were indisputably Zoroastrians, in their
inscriptions invoke Ohrmazd and use the term mazdēsn “Mazdean”
(e.g., Šāpur I’s inscriptions ŠKZ 24, Ḥajjiābād [ŠH] 1, 3; Šāpur II at
Ṭāq-e Bustān [ŠTBn] 2, 5; Narseh at Veh Šābuhr [NVŠ] 1, 6; see Back,
pp. 334, 372, 490), nowhere did they mention the prophet’s name
(*Zarduxšt). Achaemenid imperial art shows at least extensive
iconographic borrowing from the ancient Near East, for example, the
wingèd Ahura Mazdā icon borrowed from nearly identical Assur figures
(Root, 1975; Jacobs, 1991). The silence of the sources may reflect the
attitude of the Achaemenids toward religion in general. Their policy
toward non-Iranian religions was one of tolerance and issues of
orthodoxy at home, so prominent under the Sasanians, were probably not
a concern to them.
In any case, the reign of Artaxerxes II (404-359 BCE,
q.v.), marked by a calendar reform, in which the names of Zoroastrian
deities were substituted for the earlier Persian month-names, by the
introduction of the Anāhitā cult and the worship of Mithra, and by the
first mention of Zoroaster in Greek sources, was a turning point (see
CALENDARS i.). What emerged during the Achaemenid period was an
eclectic Iranian religion, Zoroastrianism, which contained elements of
Zarathuštrianism, apocryphal legends of the prophet, a full pantheon of
deities that are almost entirely absent from the Gathas, an overriding
concern over purity and pollution, the establishment of fire temples, a
strong ethical code based on man’s part in the cosmic struggle between
the principles of the Truth and the Lie, and an eschatology which saw
history as an unfolding struggle between these principles, which would
lead to the final Renovation (frašō-kərəti, q.v.) of the Cosmos.
Thus, it contained a great deal of the Old Iranian religion outlined
above. Curiously, the extant Avesta remains thoroughly eastern Iranian
in its geographic (see AVESTAN GEOGRAPHY; Gnoli, 1980; idem, 1985, pp.
17-30) and linguistic orientation (see AVESTAN LANGUAGE). One assumes
that radical concessions to traditional beliefs had already taken place
after Zarathustra’s death and before Zoroastrianism became pan-Iranian.
A significant question, for which there are few definitive
answers, is to what extent were Judaism and later Christianity indebted
to Zoroastrianism for ideas that surfaced beginning in the 5th century
BCE but persisted well into the Parthian period, ideas such as a
trans-historical mašiaḥ, heaven and hell, and a day of judgement.
Greeks and Parthians. Our knowledge of
Zoroastrianism during the long stretch of time extending from the
conquest of the Persian empire by Alexander The Great (330, i.e., the
death of Darius III; qq.v.) to the foundation of the Sasanian dynasty
(ca. 224 CE) is very fragmentary. Although pieces of information are
abundant enough to witness the presence of Zoroastrianism throughout
the Near East, including Armenia, they do not add up to a coherent
history. Sasanian writers knew of Alexander only as a legendary, evil
(Mid. Pers. gizistag) Roman (hrōmāyig, i.e., Byzantine)
enemy of Iran, who destroyed the Avesta and created general confusion
of the Good Religion. There is a vague reference in the Dēnkard
(q.v.) to an attempt under Walaxš (Vologases I, ca. 51-80; see BALĀŠ I)
to gather together the Avesta dispersed because of Alexander. In
general, however, Sasanian political rhetoric was at pains to place the
Arsacids (q.v.) in a bad light as custodians of traditional Iranian
values, while portraying themselves as the restorers of tradition and
particularly of Zoroastrianism. Since already in the 3rd century the
high priest Kirdēr presupposes an ecclesiastical hierarchy and
organization, one may assume that this was an inheritance from the
Arsacids (Widengren, 1965a).
The Sasanians (see also SASANIAN DYNASTY at iranica.com).
The ancient world at the time of the Sasanian rise to power under
Ardašir (ca. 224 CE, q.v.) was very different from that which the
Achaemenids had entered more than seven centuries before. The Roman
empire extended throughout the Mediterranean world and had challenged
the Parthians over control of the Near Eastern heartland. Although the
Roman empire embraced and tolerated a vast array of local and national
religions, the Roman Imperial Cult, soon to be replaced by
Christianity, was imposed throughout the empire. Local religious
movements and cults were gaining universal followings. Not only was the
tide of Christianity (q.v) rising in the west, but also the wave of
Buddhism (q.v.) had been sweeping over eastern Iran and Central Asia.
Jewish communities were long settled in Mesopotamia and Persia, and
Manicheism was soon to burst on the scene. Zoroastrianism itself had
been the national religion of the majority of Iranian peoples, whether
they were living in the Near East or on the Iranian plateau. Whereas
the Arsacids had continued the tradition, going back to the
Achaemenids, of religious tolerance throughout their empire, the
Sasanians broke with that practice. Also, while there can be no doubt
that among the Arsacids and their predecessors the support and spread
of Zoroastrian institutions was closely tied to the interests of the
state, the Sasanians quickly developed a theology of the unity of
church and state, which was generally intolerant both of foreign, that
is, non-Zoroastrian, religions and of internal deviations from what
would be declared orthodoxy. The Iranian example was to be followed in
the west as Christianity became the state religion of the Roman
empire(s), and, centuries later, the arrival of Islam through the Arab
conquest would have a devastating effect upon Zoroastrianism itself.
The Sasanian period was one of relative stability, during
which Zoroastrianism flourished. Although there were heresies and
challenges from other religions, the authority of the Zoroastrian
church was basically uncontested. The numbers of sacred fires were
greatly increased throughout Persia and with them the pervasive
presence of priests. There were calendar reforms and the
standardization of the yearly cycle of festivals. Zoroastrianism also
supported an increasingly rigorous division of society into castes (pēšag),
with priests and nobles as elites lording it over peasants and
artisans. The burden of support for the elites shouldered by the lower
castes was heavy, and their plight would find brief expression in
Mazdakism (see below).
Ardašir I Pāpagān (ca. 224-40), founder of the Sasanian
dynasty, set about to establish uniformity in theology and practice
throughout his empire. He was assisted in his project by an able hērbed (q.v.) named Tansar (or Tōsar). From Tansar’s own epistle, the Nāma-ye Tansar, preserved in a 13th-century Persian translation by Ebn Esfandiār of an Arabic translation, and from various notices in the Dēnkard,
we know that he was responsible for two major policy moves. One was the
establishment of a new canon of authoritative scriptures that was
purged of materials judged heterodox. This new canon provided a basis
for placing all interpretation of the religion within his control under
a declaration of infallibility. The other was to promote the expansion
of sacred fires while enforcing cultic uniformity. Especially important
was the iconoclasm of the reformed Zoroastrianism, which forbade the
use of idols in worship but allowed extensive use of divine images in
art. In many cases the installation of the sacred fire was the
substitute for a purged image (Boyce, Introd. to Nāma-ye Tansar, tr., pp. 5-7).
Ecclesiastical authority soon passed to an extraordinary
priest named Kirdēr, whose long career began under Ardašir and extended
into the reign of Bahrām II (r. 276-93, q.v.). Even though Šāpur I (r.
240-72) speaks of the many fires which he established, he seems to have
relaxed the policies of Ardašir and Tansar in matters of religion,
allowing not only a free exercise of belief but also himself flirting
with the new gnosticism preached by Māni (q.v. at iranica.com)
at court. His long reign must have tried the patience of the strictly
orthodox Kirdēr. Yet, the skilful priest maintained his power, while
waiting for a change in succession. After the death of Šāpur, Kirdēr’s
power grew greatly to the point that he was the supreme authority in
all matters pertaining to religion. In fact, his power paralleled royal
power to the extent that, uniquely, he could publish his inscription in
various places, including the Kaʿba-ye Zardošt below the famous
inscription of Šāpur I (see Gignoux, 1983, pp. 1209-11; idem, 1965;
Hinz, 1970). From the first part of this inscription we learn that a
formidable bureaucracy was in place to support the establishment and
maintenance with funds and magi of local fires in both Iranian and
non-Iranian territory. Further, heresies had been rooted out, idols
destroyed, and other religions (inter al., Jews, Christians,
Manicheans, Buddhists and Brahmins) were being attacked. Using a theme
to be greatly elaborated toward the end of the Sasanian period in the
book Ardā Wirāz nāmag, (see ARDĀ WĪRĀZ), the second part of the
inscription describes an other-worldly journey by mediums conjured up
by Kirdēr, whose mission it was to confirm his spiritual authority.
(see SHAPUR I, sec. 4, at iranica.com; Skjærvø, 1983).
It seems from Manichean sources that Kirdēr arranged to
have Māni dispatched sometime during the reign of Bahrām I (Mary Boyce,
1975, texts m-p, pp. 43-48; Widengren, 1965b, pp. 37-42), and, while it
flourished in other parts of the ancient world, Manicheism was rendered
insignificant in the Iranian heartland. The most significant
theological controversy within Zoroastrianism, one that seems to have
been already present in the Parthian period and perhaps earlier, was
over Zurvanism. This theology reckoned Zurvān “Time” as the supreme
deity, whose twin sons, Ohrmazd and Ahriman (q.v.), vied for control of
the universe (Zaehner, 1955, pp. 60-61, 245). It was opposed to the
dualistic theology that held Ohrmazd and Ahriman to be primordial,
uncreated spirits. Although radical dualism prevailed in the latter
part of the period, it is not clear to what extent Zurvanism was ever
viewed as heresy. It is probable that Kirdēr himself held Zurvanite
beliefs, and all evidence indicates that it was the accepted orthodox
theology among the Sasanian rulers (see Boyce, 1979, pp. 112-13,
118-23). Šāpur II (r. 309-79), shortly after ascending the throne,
assembled representatives of various religious movements, about whom no
details are given, in order to establish truth. A certain priest named
Ādurbād ī Mahraspandān (q.v.) prevailed, not only by theological
argument, but also by submitting successfully to the ordeal (war)
of having molten metal poured on his chest. As with Tansar, this was an
occasion for the king to affirm orthodoxy and to root out heterodoxy.
One may wonder whether this was a triumph of Zurvanism. It is possible,
moreover, that the development of the Avestan script and organization
of the religious canon into the Nasks (divisions) was carried out
during the reign of Šāpur II, although it seems more likely that it was
the achievement of Ḵosrow I Anōširavān (r. 531-79).
While wars with Rome and Byzantium in the west and
skirmishes with nomadic tribes in the northeast were a perpetual threat
to the stability of the empire, signs of internal social unrest were
clearly visible during the reign of Kawād I (r. 488-531) with the rise
to prominence of the religious-social movement led by a certain Mazdak
ī Bāmdādān, who would displace Māni in the later literature as the
arch-heretic. Mazdakism was an eclectic religion based in both
Zoroastrianism and in an ascetic spirituality that appears to have
roots in Manicheism. It challenged the establishment, preaching social
equality, including women, to the extent that property should be held
in common. The appeal of such ideas to the masses is obvious, yet
Mazdakism also had a following among nobles. Kawād himself embraced
Mazdakite ideas. For this apostasy he was deposed by a coalition of
nobles and priests, only later to win back the throne. After that he
distanced himself from Mazdakism to the extent that eventually he
allowed his son, Ḵosrow I to have Mazdak and his followers killed at a
banquet in 528 (see Klima, 1977; Yarshater; Nöldeke, Geschichte der Perser, pp. 455-67).
The reign of Ḵosrow I is remembered, often romantically,
into the Islamic period as the great era of the blossoming of Sasanian
culture and political power. This was not so much a time of innovation
as that of consolidation and preservation. For Zoroastrianism this
meant primarily the final canonization of the sacred Avesta together
with its commentary traditions, the Zand, as well as the production of
other forms of religious literature. The extensive Pahlavi writings of
the 9th century are either copies of or, what is more significant,
digests of the vast literature of late Sasanian times. After Ḵosrow’s
death, internal struggles for power and the external defense of borders
led to a fairly rapid decline in the central authority of the state
(see HORMOZD IV; HORMOZD V). No one was aware of the assault on
Zoroastrianism and on the state that was about to issue from Arabia.
When Yazdagird III perished in 651, Zoroastrianism was
dealt a blow from which it never recovered, even though it has managed
to survive to the present day. The military conquest of the Sasanian
empire was relatively swift, the religious conquest slower, yet
ultimately triumphant (see ʿARAB v.). The reasons for the triumph of
Islam are complex. There were certain cases of conversion by the sword,
but these were the exception. Rather, the motivations for Zoroastrian
conversion must be sought elsewhere. A central problem for the survival
of Zoroastrianism was Sasanian theology of the unity of throne and
church. With the elimination of the throne, the church was not only
bereft of its political-economical support, but also of its place in
the eschatological plan of world history. The oppressed state of the
lower classes in Sasanian society that had provided the conditions for
the rise of Mazdak had remained unaddressed. Islam’s promise of
universal equality must have given many people both spiritual and
material hope for a better life. Furthermore, the relegation of
Zoroastrians to the tolerated, though second-class status of “people of
the book” (ahl al-ketāb) was a clear incentive for many who
sought advancement to apostatize. In some ways Zoroastrianism was an
archaic religious system with complex rituals that could be performed
only by priests and with a dualistic theology that was wedded to
ancient myths and ancient deities. In contrast, Islam presented a
simple monotheistic theology that did not need to be mediated by an
institutional priesthood. Moreover, because it held key beliefs in
common with Zoroastrianism, especially that world history was leading
to the Day of Judgement to be followed by eternal life of beatitude for
the righteous, Islam presented a path to salvation that was familiar to
Zoroastrians. Besides, as Islam became entrenched in Persia, it
borrowed from Zoroastrianism; Shiʿites eventually held the idea of a
future savior (the “Hidden Imam”), embraced shrines of saints, and
developed a system of clergy. Islamic law also presented a
comprehensive ethical system for the individual and society that could
displace the ideals of Zoroastrianism.
In spite of the constant erosion of Zoroastrian influence
in the early centuries of Arab/Islamic dominance, the Good Religion
maintained a vigorous presence in Iranian society. From the point of
view of later history, the 9th and early part of the 10th centuries
were pivotal for the preservation of the faith, for that period
witnessed a prodigious output of religious literature mentioned above.
We cannot know to what extent this scholarly, intellectual activity was
motivated by a premonition of impending eclipse or by hope for revival.
What it did accomplish was the production of encyclopedias, treatises
on ethics and ritual, theological tracts, and the provision for the
scribal tradition that would preserve the written testimony of
Zoroastrianism through great vicissitudes up to modern times.
Bibliography : The bibliography for pre-Islamic
Zoroastrianism is vast. The works listed below are major works in the
field (with brief annotations) or discussions of topics in the text
above. Particularly important are the comprehensive volumes by M. Boyce
(History) and M. Stausberg, the latter especially for its bibliography. For the general reader and for use in college courses, Boyce’s Zoroastrians provides an accessible orientation. See also the many specialized entries in EIr. (keyword search “Zoroastrian” at iranica.com).
Michael Back, Die Sassanidischen Staatsinschriften: Studien zur Orthographie und Philologie des Mittelpersischen der Schriften, Acta Iranica 18, Leiden, 1978. Harold W. Bailey, Zoroastrian Problems in the Ninth-Century Books, Oxford, 1943. Emile Benveniste, “L’Ērān-vēž et l’origine légendaire des Iraniens,” BSOS 7, 1933-35, pp. 265-74. Mary Boyce, A Reader in Manichaean Middle Persian and Parthian: Texts with Notes, Acta Iranica 9, Leiden, 1975. Idem, Zoroastrians: Their Religious Beliefs and Practices,
London, 1979 (basically a summary history of Zoroastrianism from its
beginnings to the present intended for the general reader, following
the contours of her three-volume history). Idem, A History of Zoroastrianism, vols. I-II, Leiden, 1975-82. Mary Boyce and Franz Grenet A History of Zoroastrianism III: Zoroastrianism under Macedonian and Roman Rule,
Leiden, 1991. (These three volumes present a comprehensive, detailed,
and richly documented account of the beginning of Zoroastrianism, its
development under the Achaemenids and during a long period extending
from the Macedonian conquest of Persia in 330 BCE to the 4th century CE
in the Greco-Roman cultural and political spheres. In the first volume,
the author has used later Pahlavi sources, rather uncritically, to
provide a reconstruction of Zoroaster’s religion. She also seeks to
establish a very early date for Zoroaster and to demonstrate the great
continuity of the belief and practice; some of her conclusions,
however, have been argued against by other scholars of the field.)
Muhammad A. Dandamaev, A Political History of the Achaemenid Empire, tr. Willem J. Vogelsang, Leiden, 1989. George Dumézil, Naissance d’archanges,
Abbeville, 1945 (in a variety of books, but mainly in this one, the
author describes Zarathustra’s theology of the Aməša Spəntas as a
sublimation of his tripartite ideology of the Indo-Europeans). Jean
Duchesne-Guillemin, La religion de l’Iran ancien, Paris, 1962
(an excellent handbook; the author, although under the influence of
George Dumézil’s theory of a tripartite ideology, is not intrusively
dogmatic and presents a balanced view with references to various
scholarly approaches). Ebn Esfandiār, Nāma-ye Tansar, ed. Mojtabā Minovi, Tehran, 1975; tr. Mary Boyce as The Letter of Tansar, Rome, 1968. Ilya Gershevitch The Avestan Hymn to Mithra, Cambridge, 1959 (tr. of Yašt
10 with commentary, with an introduction containing a cogent
reconstruction of the development of the religion in which the terms
“Zarathustrianism” and “Zoroastrianism” are defined to differentiate
the religion of the prophet from the religion of the Younger Avesta).
Philippe Gignoux, “Middle Persian Inscriptions,” in Camb. Hist. Iran III/2, 1983, pp. 1205-15. Idem, “L’Inscription de Kartir à Sar Mašhad,” JA 256, 1968, pp. 387-418. Idem, Man and Cosmos in Ancient Iran, Rome, 2001. Gherardo Gnoli, Zoroaster’s Time and Homeland: A Study on the Origins of Mazdeism and Related Problems, Naples, 1980. Idem, De Zoroastre à Mani, Pais, 1985. Idem, The Idea of Iran: An Essay on Its Origin, Rome, 1989.
Walter Bruno Henning [q.v.], Zoroaster: Politician or Witchdoctor, Oxford, 1951 (harshly criticizes both Herzfeld and Nyberg). Johannes Hertel, Die Zeit Zoroasters, Leipzig, 1924. Ernst Herzfeld, “The Traditional Date of Zoroaster,” in Jal Dastur C. Parvy, ed., Oriental Studies in Honour of Cursetji Erachji Parvy, London, 1933, pp. 132-36. Idem, Zoroaster and His World,
2 vols., Princeton, 1947 (portrays Zarathustra as a player at the
Achaemenid court; criticized and refuted by Henning). Walther Hinz,
“Die Inschrift des Hohenpriesters Kardēr am Turn von Naqsh-e Rostam,” AMI, NS 3, 1970, pp. 251-65. A. V. Williams Jackson, “On the Date of Zoroaster,” JAOS 17, 1896, pp. 1-22. Bruno Jacobs “Der Sonnengott im Pantheon der Achämeniden,” in J. Kellens, ed., La religion iranienne à l’époque achéménide, Gent, 1991, pp. 58-80. Jean Kellens Les textes veiel-avestiques I,
text with Fr. tr. and commentary, Wiesbaden, 1988 (argues that
Zarathustra never existed as an individual, and the work attributed to
him was really by a committee of poets). Otakar Klima, “The Date of
Zoroaster,” Archiv Orientali 27, 1959, pp. 556-64. Idem, Beiträge zur Geschichte des Mazdakismus, Prague, 1977. Herman Lommel, Die Religion Zarathustras nach dem Awesta dargestelt,
Tübingen, 1930. (The problems involved in interpreting the Gathas and
of reconstructing a coherent picture of Zoroaster’s religion still
plague scholarship; yet this work of Lommel remains the most balanced
account and necessary starting point for discussion. For details on
Gathic problems see further under zarathustra and gathas.) Henrik
Samuel Nyberg, Die Religionen des alten Irans, tr. Hans
Heinrich Schaeder, Leipzig, 1938; 2nd ed. with new Preface, Osnabrück,
1966 (presents Zarathustra as just a shaman; sharply criticized and
refuted by Henning). Margaret C. Root, The King and Kingship in Achaemenid Art, Leiden, 1975, pp. 169-176. James Russell, Zoroastrianism in Armenia,
Cambridge, Mass., 1987 (combines knowledge of Zoroastrianism and of
Armenian sources to provide a comprehensive work on this often
neglected area).
A. Shapur Shahbazi, “The Traditional Date of Zoroaster Explained,” BSOAS 40, 1977, pp. 25-35. Idem, “Recent Speculations on the ‘Traditional Date of Zoroaster’,” Studia Iranica 31/1, 2002, pp. 7-45. Michael Stausberg, Die Religion Zarathustras: Geschichte, Gegenwart, Rituale,
2 vols., Stuttgart, 2002. (The first volume provides an excellent
detailed history of pre-Islamic Zoroastrianism with rich, up-to-date
bibliography and much useful and necessary discussion of methodological
problems; it is, however, not as comprehensive as Mary Boyce’s History.) Martin Schwartz, “The Old Eastern Iranian Worldview According to the Avesta,” in Camb. Hist. Iran
II, 1981, pp. 640-63 (an informative article about the cultural
background of the Avesta). Idem, “The Religion of Achaemenian Iran” in Camb. Hist. Iran II, pp. 664-97. P. Oktor Skjærvø “Kirdir’s Vision,” AMI 16, 1983, pp. 269-306. Idem, “Avestan Quotations in Old Persian,” in S. Shaked and A. Netzer, eds., Irano-Judaica IV, Jerusalem, 1999, pp. 1-64. Paul Thieme “Vorzarathustrisches bei den Zarathustriern und bei Za rathustra,” ZDMG, 107, 1957, pp. 67-104. Geo Widengren, Die Religionen Irans,
Stuttgart, 1965a (an excellent handbook of the pre-Islamic religions of
Iran, although the author was strongly influenced by Dumézil and by
Nyberg’s shamanistic interpretation of Zarathustra; it makes the most
use of the comparative religious method). Idem, Mani und der Manichäismus, tr. Charles Kessler as Mani and Manichaeism,
New York, Chicago, and San Francisco, 1965b. Idem, “La recontre avec la
daēnā, qui represente les actions de l’homme,” in Gherardo Gnoli, ed., Orientalia Romana: Essays and Lectures 5, Iranian Studies, Rome, 1983, pp. 41-79. Ehsan Yarshater, “Mazdakism,” in Camb. Hist. Iran III/2, 1983, pp. 991-1024. Robert C. Zaehner, Zurvan, A Zoroastrian Dilemma, Oxford, 1955. Idem, The Dawn and Twilight of Zoroastrianism,
London, 1961. (As the title suggests, this book basically ignores the
Greco-Roman and Arsacid periods; Zaehner’s approach, although somewhat
idiosyncratic and dogmatic, provides a balance to the weight of
Dumézil’s and Nyberg’s theories, which were prevalent in the
mid-twentieth century. The book also contains an annotated
bibliography.)
(William W. Malandra)
October 7, 2005
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